Non-Lawyer Legal Standards and Certification in the UK,
An Interview with James O'Connell of the UK-based Institute of Paralegals

By Joe Howie
 

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The opportunities for non-lawyers in the UK legal business are rapidly expanding thanks to a flurry of reform initiatives that, cumulatively, will change UK legal landscape almost completely. The Legal Services Act 2007, among other things, will in 2012 permit non-lawyers such as IT or litigation support professionals to become managers and equity holders in those UK law firms that choose to incorporate. The Act generally followed the recommendations contained in the 2004 Review of the Regulatory Framework for Legal Services in England and Wales, Final Report, submitted by Sir David Clementi to the Secretary of State for Constitutional Affairs.

During the next couple of years the new regulatory body for solicitors, the Solicitors Regulatory Authority will offer additional routes to becoming a solicitor. Further, the Compensation Act 2006 — which effectively gave a government seal of approval for non-lawyers to engage in actions that previously been the preserve of solicitors — is beginning to produce results, greatly increasing the number of paralegal advisory firms offering their services to business and individuals. Finally, the reforms to the UK’s publically funded legal services scheme as suggested by Lord Carter will over the next two to three years lead to a growth in the number of non-lawyers, such as IT or litigation support professionals, providing legal services to the public.

Under the Solicitors Act 1974, certain activities were "reserved activities;" i.e., solicitors had a monopoly right to provide those services — with litigation being one of them. However, since 1974 that monopoly has been constantly circumscribed (death of monopoly by a thousand exemptions…), and the above-mentioned reforms will still further push IT and litigation support professionals center stage.

Today in the UK, non-lawyers can provide any legal service other than higher-court litigation, conveyancing and disposition of estates in probate. This has already led to non-lawyers representing clients in matters such as housing, immigration, divorce, welfare and criminal. One of the driving forces behind all these reforms has been the UK government’s desire to promote the use of lower costing personnel where appropriate so as to reduce the cost of legal services, increase access and introduce a more consumer-orientated focus into a profession widely perceived by those in government as elitist. However, a major limiting factor at present is that in the absence of proper national training and career structures for non-lawyers, there is likely to be a significant short-fall in the supply of adequately trained non-lawyer personnel.

James O’Connell is chief executive of the Institute of Paralegals. The Institute’s mission is to help provide training and certification to “paralegals” a term which may have different meaning in the U.S. compared to the UK. In the U.S., paralegals are typically viewed as performing tasks under the supervision of a lawyer whereas in the UK, paralegals do this but also provide legal services directly for other non-lawyer employers or to their own clients through their own paralegal advisory firms where there is no direct lawyer involvement, let alone supervision. Already the largest supplier of publically funded legal services in the UK is a voluntary paralegal organization called Citizens Advice.

The Institute was founded in 2003 as the not-for-profit Paralegal Association and was able to demonstrate a quality of work that enabled it in 2005 to be approved by government to use the term “Institute.” It is now taking the lead in the creation of National Competency Standards and a National Training Framework for legal and litigation support staff. It has also partnered with a UK government approved National Awarding Body, to create and issue nationally and internationally recognized qualifications designed for legal and litigation support staff: the Legal Professional Qualification (LPQ™) suite of awards. In response to requests from law firms, where professional standards of performance and conduct are increasingly being demanded of support staff working in a team environment, the Institute differentiates between “paralegals” who perform legal services and “support staff” who support those who provide the services, although the Institute provides training and promotes professional recognition and respect for both groups.

Part of the Institute’s mission is to provide a national training framework so that people who are interested in being a paralegal or a legal support staff member have a route into the profession and to also provide a certification process for those who can demonstrate that they meet national competency standards. The Institute has completed legal secretary standards and qualifications and is working on the same for paralegals, with dedicated standards and qualifications for forensic litigation support staff under consideration.

Whilst it is true that the UK lags behind the U.S. in terms of recognition of IT or litigation support professionals, it is equally true that matters are developing there at a furious pace. The role of IT or litigation support professionals will only increase, with ever more sophisticated litigious work being handled by paralegals. This move towards ever-more litigious work being handled by paralegals is also reflected in the criminal court system. The UK government’s centralized equivalent of District Attorneys, the Crown Prosecution Service, is pushing for ever greater rights of audience and conduct for its litigation paralegals, known as caseworkers.

Litigation support professionals are currently under the spotlight, with the Institute of Paralegals engaged in dialogue with the government to try and formalize the ever-increasing role of IT or litigation support professionals in the civil court system. Formal rules concerning rights of audience before the courts and extensive UK tribunal network have not kept pace with events at the coal-face, and issues such as what level of costs the losing party should pay the winning party are themselves coming under scrutiny as litigation support professionals adopt an ever-higher profile in the system.


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This article appeared originally in the June 2008 ALSP Update, the monthly publication of the Association of Litigation Support Professionals and is reprinted with permission. Read more about this nonprofit membership organization at www.alsponline.org.

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